Judgments

Decision Information

Decision Content

T-1109-91
Nestle Enterprises Limited (Plaintiff)
v.
Edan Food Sales Inc. (Defendant)
INDEXED AS.' NESTLE ENTERPRISES LTD. V. EDANFOOD SALES INC. (Ti).)
Trial Division, Strayer J.—Toronto, July 31; Ottawa, August 9, 1991.
Trade marks — Passing off — Infringement not arguable as not mentioned in notice of motion — Application for interlocu tory injunction by registered user in Canada of "Nescafe" in connection with pure instant coffee blends against importer of chicory blend bearing same mark and similar packaging — Imported product made and packaged by mark's registered user in U.S.A. — Delay in commencing action — Irreparable harm not compensable in damages not established = Principle infringement of trade mark establishing irreparable harm not applicable as: (I) defendant entitled to assume infringement not at issue as not raised in notice of motion; (2) no presump tion of validity as defence challenging validity of mark; (3) mark lawfully applied by American registered user; (4) plain tiff not registered owner.
Injunctions — Application for interlocutory injunction by registered user in Canada of "Nescafe" in connection with pure instant coffee blends against importer of chicory blend bearing same mark and in similar packaging — Imported product made and packaged by mark's registered user in U.S.A. — Serious issues raised ("grey marketing" or "parallel importation"), but no evidence of irreparable harm not com- pensable in damages — Defendant's product different, not inferior — Significant difference in labels and jar tops lessen ing potential for consumer confusion.
Foreign trade — Application for interlocutory injunction to prohibit defendant importing chicory-coffee blend from U.S.A. — Imported product made and packaged by registered user in U.S.A. of trade mark "Nescafe" — Plaintiff registered user in Canada of same mark — Defendant applying for order solicit ing views of Canadian Government on effect of Canada-U.S.A. Free Trade Agreement on right of Canadian purchaser of authentic brand name goods on U.S.A. market to resell goods in Canada free of interference by trade mark owner or those
having trade mark rights therefrom — Injunctive relief denied — Unnecessary to decide defendant's application — Inappro priate to withhold decision on injunction pending possible agreement on interpretation of Agreement due to time required and uncertain relevancy — Defendant required to show: proce dure under Agreement, art. 1808 part of domestic law of Canada; interpretation of Agreement pertinent, and why Court ought to "solicit" views of executive branch.
This was an application for an interlocutory injunction to restrain the defendant from directing public attention to its wares so as to cause confusion, contrary to the Trade-marks Act, section 7. The plaintiff is the registered user in Canada of the trade marks "Nescafe" and "Nescafe & Design". The defendant has, since April 1990, been importing into Canada for sale a blend of instant coffee bearing the plaintiff's trade mark. The imported product is made by the trade mark's regis tered user in the United States and is actually a mixture of cof fee and chicory. Its packaging is virtually identical to that of the plaintiff s pure coffee blends. Although the plaintiff was aware of the defendant's activities in September 1990, it did not commence these proceedings until April 1991. The plain tiff's complaint was that the packaging causes confusion and it alleged passing off.
At the same time, the defendant applied pursuant to article 1808 of the Canada-U.S.A. Free Trade Agreement for an order soliciting the views of the Government of Canada on the effect of the Agreement on the right of a Canadian purchaser of authentic brand name goods on the U.S.A. market to resell such goods in Canada free of interference by the trade mark owner and anyone deriving trade mark rights therefrom. Such an order would require the Canadian and American Govern ments to attempt to reach an agreement, failing which either Government could make submissions as to the proper interpre tation of the Agreement.
Held, the application for an interlocutory injunction should be dismissed on condition that the defendant keep an account ing of Canadian sales of its coffee until after trial. The defend ant's application should be adjourned sine die.
The plaintiff was disentitled to an interlocutory injunction because of the delay in seeking it.
The plaintiff also failed with respect to the substance of the injunction application. Although important issues of "grey marketing" or "parallel importation" had been raised, the evi dence did not establish irreparable harm not compensable in damages. The evidence did not establish significant potential
consumer confusion between the two products, or that if there was, that it would enure to the significant detriment of the plaintiff. There are significant differences between the labels and the jars have different coloured tops. Furthermore, the defendant's label clearly states that it contains chicory or has a chicory flavour and the source of the respective blends. The defendant's coffee is not an inferior product, simply a different product, and that difference is adequately stated on the label.
The principle that an obvious infringement of a registered trade mark itself establishes irreparable harm did not apply. The defendant was entitled to assume that infringement was not an issue in this proceeding because infringement was not raised in the notice of motion. Furthermore, doubt has recently been cast on the principle that the registered owner of a trade mark is entitled to its exclusive use until the mark is shown to be invalid. In Syntex Inc. v. Novopharm Ltd., the Federal Court of Appeal held that if the validity of the trade mark is chal lenged as part of the defence, there is no presumption of valid ity. Assuming that the same principle should apply to the regis tration of a user of a trade mark, the defendant has challenged the validity of the "Nescafe" and the "Nescafe & Design" trade marks, alleging that they are incapable of distinguishing the wares of the plaintiff from those of the registered owner of the trade marks which the defendant says are "house marks" of an international group of Nestlé companies. Moreover, the trade mark on the goods sold by the defendant was lawfully applied by the American registered user to its own wares which were subsequently purchased by the defendant and resold in Canada. Finally, the plaintiff was not the registered owner of the trade mark, but a registered user in Canada.
An injunction having been denied, it was unnecessary to consider whether the Free Trade Agreement would have pro vided a further defence. In any case, it would be inappropriate to withhold the decision on the injunction application pending possible agreement by the Canadian and American Govern ments on the interpretation of the Free Trade Agreement. Such a procedure would take so long as to render futile the applica tion for an injunction. Such a matter goes to the merits and should be postponed until trial. The relevancy of this applica tion to either an interlocutory injunction or the final disposition of the case was not clear and would require extensive argu ment. The defendant would have to show that (1) the extraordi nary procedure contemplated by article 1808 of the Free Trade Agreement has become part of the domestic law of Canada so as to require this Court to entertain such motions; (2) there is an issue of interpretation of the Free Trade Agreement perti nent to the case at bar; and (3) the Court ought to "solicit" the views of the executive branch of government on the legal interpretation of the Free Trade Agreement, a decision which even article 1808 leaves to the Court's discretion.
STATUTES AND REGULATIONS JUDICIALLY CONSIDERED
Canada-United States Free Trade Agreement Implementa
tion Act, S.C. 1988, c. 65, s. 2.
Trade-marks Act, R.S.C., 1985, c. T-13, s. 7.
CASES JUDICIALLY CONSIDERED
APPLIED:
Turbo Resources Ltd. v. Petro Canada Inc., [1989] 2 F.C. 451; (1989), 22 C.I.P.R. 172; 24 C.P.R. (3d) 1; 91 N.R. 341 (C.A.); Syntex Inc. v. Novopharm Ltd. (1991), 36 C.P.R. (3d) 129 (F.C.A.).
DISTINGUISHED:
H.J. Heinz Co. of Canada Ltd. v. Edan Foods Sales Inc. (1991), 35 C.P.R. (3d) 213 (F.C.T.D.).
REFERRED TO:
Imperial Chemical Industries PLC v. Apotex, Inc., [1990] 1 F.C. 221; (1989), 26 C.I.P.R. 1; 27 C.P.R. (3d) 345; 28 F.T.R. 240 (note); 101 N.R. 147 (C.A.); Maple Leaf Mills Ltd. v. Quaker Oat Co. of Can. (1984), 2 C.I.P.R. 33; 82 C.P.R. (2d) 118 (F.C.T.D.); Joseph E. Seagram & Sons Ltd v. Andres Wines Ltd. (1987), 16 C.I.P.R. 131; 16 C.P.R. (3d) 481; (1987), 11 F.T.R. 139 (F.C.T.D.); Jercity Franchises Ltd. v. Foord (1990), 34 C.P.R. (3d) 289; 39 F.T.R. 315 (F.C.T.D.).
COUNSEL:
John R. Morrissey and Alistair G. Simpson for
plaintiff.
Timothy J. Sinnott for defendant.
Jonathan Keene for Attorney General of
Canada.
SOLICITORS:
Smart & Biggar, Toronto, for plaintiff. Barrigar & Oyen, Toronto, for defendant. Deputy Attorney General of Canada for Attor ney General of Canada.
The following are the reasons for order rendered in English by
STRAYER J.:
Relief Requested
This is an application by the plaintiff for an inter locutory injunction to prohibit the defendant from directing public attention to its wares so as to cause confusion between its wares and those of the plain-
tiff, contrary to paragraph 7(b) of the Trade-marks Act [R.S.C., 1985, c. T-13]; from passing off its wares for those ordered or requested, contrary to par agraph 7(c) of the Trade-marks Act; and performing an act or adopting a business practice contrary to honest industrial usage in Canada, contrary to para graph 7(e) of the Trade-marks Act. At the hearing of this application the latter two aspects of the injunc tion were not seriously pressed for nor argued. Instead, counsel for the plaintiff sought to add to the relief sought an injunction to prohibit infringement of trade marks of which the plaintiff is registered user in Canada. Counsel for the defendant did not consent to the notice of motion being amended and specifically objected to the injunction application being extended to cover infringement as well. I find his objection to be well taken.
The defendant also filed a notice of motion, which was not argued at this time, for an order of the Court seeking the views of the Government of Canada on the effect on this matter of allegedly relevant articles of the Canada-U.S. Free Trade Agreement [Canada- United States Free Trade Agreement Implementation Act, S.C. 1988, c. 65, Schedule, Part A].
Facts
The plaintiff company is incorporated in Ontario. It is the registered user in Canada of several trade marks of which Société des Produits Nestlé S.A. of Switzerland is the registered owner in Canada. These include the trade marks "Nescafe" and "Nescafe & Design" (the design being the familiar horizontal bar commencing at the top of the right stem of the letter "N" and proceeding to the right above the slightly smaller letters "Escaf', stopping short at the last "E" over which an acute accent appears). For present pur poses, the instant coffee blends made or packaged and sold in Canada by the plaintiff include Colombia, Rich Blend, Viva, and Encore. The first three are sold in the familiar squarish jar with a cylindrical fluted
top. There is a degree of similarity among their labels as they each depict coffee beans somewhere on the label. Each is a pure coffee. Encore on the other hand is sold in a round jar with a more rounded top. Coffee beans are not depicted on the Encore label but instead it alone has a depiction of the sun. Encore is not a pure coffee blend but is a mixture of coffee with chic ory and this is clearly stated on the label.
It is not disputed that the defendant has, since April, 1990, been purchasing in the United States and importing into Canada for sale a blend of instant cof fee bearing the trade mark "Nescafe" with design apparently identical to the mark of which the plaintiff is registered user in Canada. The instant coffee being imported by the defendant is made by the Nestlé Bev erage Company of San Francisco, California which is licensed by Société des Produits Nestlé S.A. as user of this trade mark in the United States. The particular blend being imported is named "Mountain Blend" and is packaged in a squarish jar with a cylindrical top virtually identical to those used by the plaintiff for its pure instant coffee blends. There is a certain similarity in the packaging of "Mountain Blend" to the pure coffee blends of the plaintiff in that there are a few coffee beans depicted on the label. However the "Mountain Blend" label clearly states that this is "Instant Coffee With Natural Flavor Extracted From Chicory".
The plaintiff's complaint is that the "Mountain Blend" packaging is confusing with the packaging of its pure blends, particularly "Rich Blend" because both "Mountain Blend" and "Rich Blend" have some red on their labels. In its statement of claim the plain tiff has alleged infringement of its exclusive rights flowing from its status as registered user of a trade mark or trade marks (it appears to me that the only registered trade marks relevant for present purposes are "Nescafe" and "Nescafe & Design"). It also alleges passing off and other conduct by the defen dant contrary to paragraphs 7(b),(c) and (e) of the
Trademarks Act . But as noted earlier, in its notice of motion it only sought an injunction with respect to the conduct allegedly prohibited by section 7, essen tially that of passing off.
Conclusions
I have concluded that no interlocutory injunction should be granted. First, I believe the plaintiff is dis- entitled to an injunction because of the delay in seek ing it. The evidence indicates that the defendant started to sell "Mountain Blend" coffee in Canada in April, 1990. I am also satisfied that the plaintiff was aware of this by at least September, 1990. There then followed casual conversations between employees of the plaintiff and the President of the defendant. While there were some expressions of disapproval by an employee of the plaintiff as early as September, 1990 as to the defendant selling "Nescafe" brands in Canada, no formal steps were taken to demand a ces sation of such sales. Instead the plaintiff proceeded in a very deliberate fashion to arrange meetings to dis cuss a settlement of the issue, which meetings did not commence until February, 1991. The statement of claim was not filed until April 25, 1991 and the notice of motion was not filed until April 29. In the meantime the defendant had proceeded to move into a larger warehouse, in part because of the significant amount of its business which "Mountain Blend" sales represents, and to take and place orders for "Moun- tain Blend". The plaintiff states that it was difficult to ascertain which traders were bringing specific blends of coffee into Canada and indeed it thought that the defendant was importing several blends which it now concedes was not the case. As the plaintiff seems to have been aware as early as September, 1990 that the defendant was bringing in one or more "Nescafe" blends, it could have sent a cease and desist letter in respect of all blends and made it clear to the defen dant that it would take legal action if any of "Nes- cafe's" blends were being imported and sold under the "Nescafe" trade mark. This it did not do. There fore the plaintiff is disqualified on that ground alone from obtaining an interlocutory injunction.
I also believe that the plaintiff must fail with respect to the substance of the injunction, applying the tests laid down by the Federal Court of Appeal in Turbo Resources Ltd. v. Petro Canada Inc.' I believe that the plaintiff has raised a serious issue, having regard inter alia to the fact that it is the registered user in Canada of the trade mark "Nescafe & Design" which undisputedly appears on the product being sold by the defendant in this country. There are important issues here of "grey marketing" or "parallel importa tion" involving legal questions which are far from settled.
However, I do not believe that the plaintiff has established that any irreparable harm not compensa- ble in damages will be caused to it if the defendant continues to sell "Mountain Blend" until the disposi tion of this action. I am not satisfied from the evi dence that there is significant potential confusion on the part of consumers between the defendant's "Mountain Blend" and the "Rich Blend" or other pure coffee blends of the plaintiff, or that if there is it will enure to the significant detriment of the plaintiff. Firstly, there are substantial differences between the labels of "Mountain Blend" and "Rich Blend", and their jars have different coloured tops. Secondly, it is clearly stated on the "Mountain Blend" label that it contains chicory or is of a chicory flavour. Moreover, the source of these respective blends is stated on the label as well, "Mountain Blend" being labelled "Nes- tlé Foods Corporation, Purchase, N.Y. 10577", and "Rich Blend" being labelled "Nestlé, Don Mills, Ont. M3C 3C7". A shopper who has any serious interest in the kind of coffee blend he is buying can readily perceive that "Mountain Blend" is a chicory mix before he purchases it. If he does not notice this and is disappointed in the taste when he makes a cup of coffee, he can readily examine the label and realize that he has bought a coffee blend containing chicory, a blend not of the plaintiff's manufacture. The evi dence does not satisfy me that "Mountain Blend" is an "inferior" product. It is simply different from the
1 [1989] 2 F.C. 451 (C.A.).
plaintiffs pure coffee blends and that difference is adequately stated on the label. I am therefore unable to find on the basis of the evidence before me that the continued sale of "Mountain Blend" in Canada will cause irreparable harm to the good will of the plain tiff associated with its products. Mere speculation is not adequate. 2
I am aware, of course, of a series of cases in the Trial Division, to which I have contributed, in which it has been found that an obvious infringement of a registered trade mark of itself establishes irreparable harm. 3 I do not consider it appropriate to apply that principle in this case. As indicated above, the plain tiff did not in its notice of motion seek an injunction to prevent infringement of the trade marks of which it is the registered user in Canada. This probably reflected a deliberate decision based on the uncer tainty of the jurisprudence concerning the rights of registered users. The defendant was entitled to assume that infringement was not an issue in this injunction proceeding. Further, the recent decision of the Federal Court of Appeal in Syntex Inc. v. Novopharm 4 has cast serious doubt on the principle adopted in several Trial Division decisions, as referred to above, that the registered owner of a trade mark is entitled to exclusive use of that trade mark pursuant to section 19 of the Trade-marks Act unless and until the trade mark is shown to he invalid, and that the registered owner ought not to be obliged to share that trade mark against his will in the meantime. The Court of Appeal in the Novopharm case took the view that if the validity of the registra tion of the trade mark is questioned in an action, then the trial judge hearing an application for an interlocu tory injunction to prevent infringement of that trade
2 See e.g. Imperial Chemical Industries PLC v. Apotex, Inc., [1990] 1 F.C. 221 (C.A.), at p. 228; Syntex Inc. v. Novopharm Ltd. (1991), 36 C.P.R. (3d) 129 (F.C.A.), at p. 135.
3 See e.g. Maple Leaf Mills Ltd. v. Quaker Oat Co. of Can. (1984), 2 C.I.P.R. 33 (F.C.T.D.); Joseph E. Seagram & Sons Ltd. v. Andres Wines Ltd. (1987), 16 C.I.P.R. 131 (F.C.T.D.); Jercity Franchises Ltd. v. Foord (1990), 34 C.P.R. (3d) 289 (F.C.T.D.); H.J. Heinz Co. of Canada Ltd. v. Edan Foods Sales Inc. (1991), 35 C.P.R. (3d) 213 (F.C.T.D.).
4 Supra, note 2.
mark pending the trial of the action would, in assum ing the validity of the trade mark until it is success fully challenged, be "deciding the very issue which is to be determined at trial". In other words, if a defen dant raises as part of its defence the alleged invalidity of the trade mark, then there can be no presumption that the trade mark is valid. I assume that the same principle should apply to the registration of a user of a trade mark. In the present case the defendant has in its statement of defence challenged the validity of, among others, the "Nescafe" and the "Nescafe & Design" trade marks, alleging that they are not dis tinctive because they are incapable of distinguishing the wares of the plaintiff from those of Société des Produits Nestlé S.A., the registered owner of these trade marks which the defendant says are "house marks" of an international group of Nestlé compa nies.
Moreover I do not think that the principle as enun ciated in various Trial Division decisions, assuming irreparable harm where there is substantial evidence of infringement of a registered trade mark, would be applicable in this case. That principle has normally been resorted to in cases where some facsimile of the plaintiff's mark was applied by the defendant to his wares without any authorization. The present case is quite different: it is not disputed that the trade mark on the goods sold by the defendant was lawfully applied by the Nestlé Beverage Company of the United States to its own wares which were subse quently purchased by the defendant and resold in Canada. Further the plaintiff is not the registered owner of the trade mark but a registered user in Canada. These circumstances raise issues which would make any presumption of irreparable harm inappropriate.
In reaching these conclusions I have given careful regard to the recent decision of my colleague Cullen
J. in the Heinz case, 5 where he issued an interlocu tory injunction against this same defendant in respect of the sale in Canada of U.S.-made Heinz ketchup. I believe the cases are distinguishable in that the plain tiff there sought an injunction to prevent infringe ment, and it was the registered owner in Canada of the trade mark. Further, the packaging of the U.S. product was virtually indistinguishable from the plaintiff's Canadian-made product, yet the taste was substantially different.
I am therefore dismissing the application for an interlocutory injunction, but on condition that, as the President of the defendant has agreed to do, the defendant keep an accounting of all sales of "Moun- tain Blend" chicory-based coffee in Canada until the final disposition of this action.
As noted above, the defendant also filed a notice of motion for hearing at the time of the injunction appli cation which, as amended, sought an order
Soliciting the views of the government of Canada concerning the effect of Articles 102, 105, 501 and 2004 of the Canada U.S. Free Trade Agreement, and any other applicable provi sions thereof, upon the right of a Canadian purchaser of authentic name brand goods placed on the United States mar ket by the trade mark owner or with his consent, to resell such goods in Canada without interference by the trade mark owner or any Canadian subsidiaries thereof, or any other companies which are related to the trade mark owner, or which otherwise derive any trade mark rights therefrom.
This motion is based in part on Article 1808 of the Canada-United States Free Trade Agreement 6 which provides:
Article 1808: Referrals of Matters from Judicial or Administrative Proceedings
1. In the event an issue of interpretation of this Agreement arises in any domestic judicial or administrative proceeding of a Party which either Party considers would merit its interven tion, or if a court or administrative body solicits the views of a
5 Supra, note 3.
6 As defined in the Canada-United States Free Trade Agree ment Implementation Act, S.C. 1988, c. 65, s. 2.
Party, the Parties shall endeavour to agree on the interpretation of the applicable provisions of this Agreement.
2. The Party in whose territory the court or administrative body is located shall submit any agreed interpretation to the court or administrative body in accordance with the rules of that forum. If the Parties are unable to reach agreement on the interpretation of the provision of this Agreement at issue, either Party may submit its own views to the court or adminis trative body in accordance with the rules of that forum.
I understand the defendant's motion, therefore, to be for an order whereby I would solicit the views of the Government of Canada as to whether certain articles of the Free Trade Agreement govern or affect the rights of the parties in this case. If I were to make such an order soliciting the views of the Government of Canada, that government would endeavour to reach agreement with the U.S. Government on this matter and, failing such agreement, either govern ment could make submissions to this Court as to the proper interpretation of the agreement.
At the end of the hearing of the injunction applica tion, counsel and I agreed that I would adjourn this application for an order soliciting the views of the Government of Canada and would give appropriate directions as to the further hearing of this application when I had determined how I would dispose of the injunction application.
The defendant is invoking the Free Trade Agree ment in support of the proposition that trade mark law should not create a barrier to the defendant importing goods from the United States for sale here. As I have decided not to issue the injunction, there is no need to consider whether the Free Trade Agree ment would have provided a further defence for the defendant in respect of the injunction. In any case it appears to me that, at the hearing of an application for an interlocutory injunction in such matters, it would not be appropriate to withhold the decision on the injunction application pending possible agree ment by the Canadian and U.S. governments on the interpretation of the Free Trade Agreement or, failing that, the making of submissions by either or both governments to the Court. Such a procedure would take so long as to render futile the application for an
injunction. In accordance with the law and practice concerning interlocutory injunctions such a matter, which might conceivably affect the ultimate disposi tion of the case in influencing the determination of certain questions of law concerning the respective rights of the parties, goes to the merits and should be postponed until trial and final disposition of the case. It is now accepted that in normal cases the trial judge hearing an application for an interlocutory injunction ought not to try the merits. I would only add that the relevancy of this application to either the interlocu tory injunction or the final disposition of the case is far from clear and would require extensive argument: the defendant will have to show, for example, that the extraordinary procedure contemplated by article 1808 of the Free Trade Agreement has become part of the domestic law of Canada so as to require this Court to entertain such motions. Further, the defendant will have to show that there is some issue of interpretation of the Free Trade Agreement pertinent to the present case, a matter which is far from clear to me. If and when the matter is considered by the Court at some other stage the defendant will also have to persuade the Court that it ought to "solicit" the views of the executive branch of government on the legal interpre tation of the Free Trade Agreement, a decision which even Article 1808 leaves to the Court's discretion.
I am therefore adjourning sine die the defendant's application for an order soliciting those views. The parties are at liberty to bring this application on for hearing prior to trial or at the trial itself, subject to further direction by the Court.
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