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T-634-89
Glaxo Canada Inc. (Applicant) v.
Minister of National Health and Welfare (Respondent)
INDEXED AS: GLAXO CANADA INC. v. CANADA (MINISTER OF NATIONAL HEALTH AND WELFARE) (T.D.)
Trial Division, Muldoon J.—Toronto, January 12; Ottawa, January 15, 1990.
Access to information — Application for review of decision to disclose records requested in severed form — Glaxo object ing to disclosure of severed portions under s. 20(1)(a) and (b)
— Preliminary objection no evidence condition precedent set out in Act, s. 4(1) requiring requester to be Canadian citizen or permanent resident, met — Pursuant to s. 4(2) Governor in Council enacting Order in Council giving right of access to all individuals present in Canada — Glaxo's challenge predating Order in Council — Determination of statutory prerequisites resting upon administrators of legislation — Glaxo having vested right under s. 4(1) to have information denied until government institution head proving requester Canadian citi zen or permanent resident — Order in Council not overriding vested rights accorded by s. 4(1) and asserted by applicant — Applicant entitled to test qualifications by cross-examination
— Application allowed.
STATUTES AND REGULATIONS JUDICIALLY CONSIDERED
Access to Information Act, R.S.C., 1985, c. A-1, ss. 4(1),(2), 20(I)(a),(b), 44(1), 48, 75, 76.
Access to Information Act Extension Order, No. 1, SOR/ 89-207, ss. 1, 2.
CASES JUDICIALLY CONSIDERED
CONSIDERED:
Maislin Industries Limited v. Minister for Industry, Trade and Commerce, [1984] 1 F.C. 939; (1984), 10 D.L.R. (4th) 417; 8 Admin. L.R. 305; 27 B.L.R. 84 (T.D.); Canada Packers Inc. v. Canada (Minister of Agriculture), [1989] 1 F.C. 47; (1988), 53 D.L.R. (4th) 246 (C.A.).
AUTHORS CITED
Driedger, Elmer A. Construction of Statutes, 2nd ed. Toronto: Butterworths, 1983.
COUNSEL:
J. Martin Peters for applicant. Barbara A. Mcisaac for respondent.
SOLICITORS:
Shibley, Righton & McCutcheon, Toronto, for applicant.
Deputy Attorney General of Canada for respondent.
The following are the reasons for order ren dered in English by
MULDOON J.: The applicant, Glaxo, applies to the Court pursuant to subsection 44(1) of the Access to Information Act, R.S.C., 1985, c. A-1, for a review of the determination made on March 10, 1989, by the Access to Information Coordina tor of the Health Protection Branch (HPB) of the Department of National Health and Welfare. According to that determination, a copy of which is exhibit A to the affidavit of Martin Brian Levy, filed, "We have decided that attached records for which access has been requested are not exempt in their entirety from disclosure under subsection 20(1) of the ... Act. It is our intention to disclose the requested records as severed to the applicant." In that context, "the applicant" meant the person who requested the information. In order to avoid confusion that person is hereinafter designated the requester to distinguish that person from the appli cant herein, Glaxo. The applicant Glaxo lodged its notice of this present application in Court on March 29, 1989. Glaxo objected that the informa tion which the coordinator in the HPB was pre pared to disclose, is information which the head of a government institution must refuse to disclose pursuant to section 20 of the Act. In particular, objection is asserted pursuant to paragraphs (1)(a): that which Glaxo asserts are its trade secrets; and (1)(b): that which Glaxo asserts is at least scientific or technical information which is confidential information submitted to the HPB in order to obtain a Notice of Compliance for the applicant's prescription product identified in the material.
The application, resisted by counsel for the respondent, came on for hearing in Toronto on
January 12, 1990, in a session which, with the parties' consent, was ordered to be in camera. The applicant's counsel raised a preliminary objection in part B, paragraph 4 of his memorandum of fact and law filed on December 28, 1989; and he raised the same objection promptly after the commence ment of the in camera session on January 12, 1990. Based upon subsection 4(1) of the Act, the preliminary objection can aptly be recited from part B of the applicant's memorandum:
4. Pursuant to the Access to Information Act, a Canadian citizen or a permanent resident within the meaning of the Immigration Act, R.S.C. 1985 [Chap.] 1-2 (the "Immigration Act") has a right to and shall on request be given access to any record under the control of a government institution. In the instant case, there is no evidence before the Court which indicates that this condition precedent has been met. Accord ingly, on this basis alone the motion should be allowed.
The provisions of subsection 4(1) are noticeably "leaky", for, in clearly intending that information be accorded only to Canadian citizens and perma nent residents, Parliament did not address the high probability of such citizens or residents circum venting the legislators' intent, by passing on such information to foreigners. However Parliament made a further provision concerning the right to access by enacting subsection 4(2), thus:
4....
(2) The Governor in Council may, by order, extend the right to be given access to records under subsection (1) to include persons not referred to in that subsection and may set such conditions as the Governor in Council deems appropriate.
The Governor in Council has, in fact, invoked the provisions of subsection 4(2) of the Act by enacting Order in Council P.C. 1989-619 [SOR/ 89-207] on April 13, 1989, as follows (in essential parts):
Short Title
1. This Order may be cited as the Access to Information Act Extension Order, No. 1.
Extension
2. The right to be given access under subsection 4(1) of the Access to Information Act to records under the control of a government institution is hereby extended to include all individuals who are present in Canada but who are not Canadi- an citizens or permanent residents within the meaning of the Immigration Act and all corporations that are present in Canada.
Here, in expressing an intention to limit access to only those individuals and corporations "present in Canada", the Governor in Council has made, in this era of international telecommunications, as unenforceable a piece of legislation as Parliament made in the original subsection 4(1). Moreover, any discrete access limited by status or by presence at some time or other still establishes a condition precedent for the giving of access to any record under the control of a government institution.
The applicant's challenge to the decision to give access pre-dates the cited order, which came into effect upon registration as SOR/89-207 on April 13, 1989. Having been in force now for some nine months, does the order override the applicant's preliminary objection which was articulated in December, 1989, in writing, and orally on January 12, 1990?
The respondent's counsel points to two judg ments of this Court: Maislin Industries Limited v. Minister for Industry, Trade and Commerce, [1984] 1 F.C. 939; (1984), 10 D.L.R. (4th) 417; 8 Admin. L.R. 305; 27 B.L.R. 84 (T.D.); and Canada Packers Inc. v. Canada (Minister of Agriculture), [1989] 1 F.C. 47; (1988), 53 D.L.R. (4th) 246 (C.A.). She asserts that both decisions hold that in proceedings such as these the burden of proof lies upon the party who resists revelation of the information. She notes that the legislation itself has no specific provision relating to burden of proof, but, in consonance with the jurisprudence which she cites, the respondent's counsel asserts that it was the applicant's obligation to raise this issue upon receiving the HPB's coordinator's letter of March 10, 1989, earlier mentioned, if not even before that letter was received. Counsel points out that one does not have to be a lawyer, or otherwise familiar with the Act to ask in effect: "Who is requesting this access to information?"
Can it be said that the burden of proof described in the jurisprudence would or does override the legislation, the logical interpretation of the legisla tion and the realities of the requesting of informa-
tion pursuant to the Act? That should not be the rule unless by unavoidable implication.
When the requester makes the request for access to the information, obviously the requester's iden tity, status and residence cannot be known to the applicant or any other applicant. How then in reason and fairness can the applicant in any other case, or Glaxo in this case, bear the burden of demonstrating that the requester is not properly qualified? First of all rather restrictive qualifica tions, and subsequently more extended qualifica tions, were solemnly established by Parliament and by the Governor in Council, respectively. One cannot—one must not—denigrate their legislative actions or the very legislation thereby enacted. Since the legislator wants qualifications to be met by requesters, those qualifications, however narrow or loose, are statutory pre-requisites whereby it is solemnly enacted that access to this and every other applicant's information will be denied from unqualified requesters. The determination of such qualifications clearly rests upon those who admin ister the provisions of the legislation, for a person who is a third-party like the applicant Glaxo, is by definition excluded from the relationship between the requester and the government officials who administer the Act. The applicant third party has no right, duty or responsibility to maintain or administer the access-to-information scheme of the legislation.
In the present case, counsel for the applicant avers that he did not know the name of the requester until minutes before the session of this Court commenced. Counsel says that his adversary handed him a piece of paper on which there is a statement to the effect that the requester is a Canadian citizen. Neither that piece of paper nor what is written on it is before the Court as evi-
dence upon which the applicant's counsel could cross-examine a deponent.
It would be manifestly inequitable to lumber this or any similar applicant with the burden of verifying the requester's credentials and statutory qualifications. But those qualifications cannot be ignored and swept under the rug as being inconse quential for the legislator has solemnly mandated them, first in subsection 4(1), and secondly in the Access to Information Act Extension Order, No. 1 above cited. The responsibility for verification rests on the respondent here, and not upon the applicant.
Since the respondent is by statute forbidden from giving access to the applicant's information to anyone but a qualified requester, the applicant has a vested right, accorded by the legislator, to have the information denied by the government institution head unless and until that head, the respondent in the instant case, proves that the requester is qualified to be given access.
Chapter 10 of the 2nd edition of Driedger on Construction of Statutes is a veritable lodestone of jurisprudence on statutory interference with vested rights. Perusal of that chapter of that authoritative text yields the conclusion that Glaxo has the vested right to have its information kept from all persons except a Canadian citizen or a permanent resident, because SOR/89-207 came into force on April 13, 1989 and therefore does not override the vested rights accorded to and asserted by this applicant by subsection 4(1) of the Act.
The applicant does not have to establish the requester's pre-requisite qualifications which are the responsibility of the respondent to establish. The applicant is however entitled to test such qualifications by cross-examination, but is frus trated here in that regard because the respondent did nothing to establish that condition precedent of the requester's qualifications. It is unfortunate that, the legislators having clearly exacted the
establishment of requester's qualifications, they did not legislate a conventional means whereby the government institution head is enabled to put for ward prima facie proof of the qualifications which the legislators exact in the legislation.
The applicant's preliminary objection to the respondent's posture in these proceedings is well founded. The objection is allowed. So, there being nothing of record to establish that this requester is qualified to be given access to the HPB's records of the applicant's information; and there being nothing of record to show that the respondent is permitted to, and not forbidden from, acceding to the requester's request: the applicant's application for review is allowed here and now, with costs payable on a party and party basis by the respon dent to the applicant forthwith after taxation or agreement. These are matters which might well engage the attention of the permanent parliamen tary committee or committees established pursu ant to section 75 of the Act. Perhaps section 48 could be clarified in the light of these reasons, but that is a matter entirely for the legislative, not the judicial, branch of government in the generic sense.
In the result, the respondent is hereby enjoined from revealing any of the information or giving access to it in terms of this present litigation. Since, by section 76 of the Act, the Crown is bound by this statute's solemnly enacted provi sions, so are the Crown's servants bound by these reasons interpreting the Act's provisions.
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