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T-6-81
John Helmsing Schiffahrtsgesellschaft M.b.H. (Applicant)
v.
Marechart Limited (Respondent)
Trial Division, Walsh J.—Montreal, March 2; Ottawa, March 6, 1981.
Maritime law — Practice — Enforcement of foreign mari time arbitration award — Applicant seeking to enforce arbi tration award made in England by originating notice of motion — Applicant relying on "gap" Rule 5 — Whether such an award can only be enforced by an action in this Court rather than by means of an originating notice of motion — Applica tion granted — Since this Court has jurisdiction both over the respondent and the subject-matter of enforcing the award, a motion is sufficient to homologate it — Federal Court Rule 5 — Code of Civil Procedure, art. 950.
Eurobulk Ltd. v. Wood Preservation Industries [1980] 2 F.C. 245, distinguished.
MOTION. COUNSEL:
Gerald Barry for applicant. Philippe M. Gariépy for respondent.
SOLICITORS:
McMaster Meighen, Montreal, for applicant.
David F. H. Marler, Montreal, for respond ent.
The following are the reasons for order ren dered in English by
WALSH J.: The only issue in this motion is the procedure adopted by applicant in seeking to enforce an arbitration award, made in England. Counsel for respondent does not dispute the juris diction of the arbitrators to make the award, nor the amount of the award which was made, but contends that the enforcement of it should be by means of an action brought in this Court as was done in the case of Eurobulk Ltd. v. Wood Preser vation Industries [1980] 2 F.C. 245, which held that this Court has jurisdiction to render judgment to enforce such an award. Respondent does not dispute this.
Applicant in the present proceedings however seeks to enforce the award by the present originat ing notice of motion invoking the "gap" Rule 5 since it is not spelled out in the Rules of this Court how an award should be enforced. The charterpar- ty was made in Quebec for shipments from Nova Scotia and Prince Edward Island. Since article 950 of the Quebec Code of Civil Procedure, section 14 of the Arbitration Act of Nova Scotia (R.S.N.S. 1967, c. 12) and section 13 of the similar Prince Edward Island Act [Arbitration Act, R.S.P.E.I. 1974, c. A-14] all would permit the Courts of the Province to enforce an arbitration award it is not necessary to determine in which province the subject-matter of the proceedings most particular ly relates.
The question arises as to whether article 950 of the Quebec Code of Civil Procedure only applies to arbitration awards made in Quebec. In an article entitled [TRANSLATION] "Some Questions of Procedure in Quebec Private International Law" ((1971) 31 R. du B. 134) written as part of a text being prepared on Quebec private interna tional law, J. G. Castel considers the question, stating that Quebec public order is not opposed to the recognition of arbitration clauses valid under Quebec law or the foreign law governing them. Under article 950 the tribunal homologating the award cannot inquire into its merits, unlike the procedure under Code of Civil Procedure, article 178 for homologation of a foreign judgment. In an article entitled [TRANSLATION] "An Urgent Reform: Execution of Foreign Judgments in Que- bec" ((1978) 38 R. du B. 127), Ethel Groffier, professor at McGill University reaches the same conclusion. The British case of Dalmia Cement Ltd. v. National Bank of Pakistan [1974] 3 All E.R. (Q.B.D.) 189 also found in favour of enforce ment in England by summary procedure of a foreign arbitration award.
In the present case the arbitration award became final on publication by the arbitrator pur suant to English common law as confirmed by section 16 of the British Arbitration Act, 1960.
Applicant at the hearing amended the motion so that in place of seeking interest on $5,838.24 from
January 6, 1977 "at 12.50% p.a.", this should now read "at 8.00% p.a. to February 15, 1980, and thereafter at 12.50% p.a." so as to correspond with the terms of the award.
Since, if the present application were dismissed applicant would then merely have to commence an action seeking the same judgment, all that respondent can gain by contesting is further delay although most probably at the risk of increased costs, together with costs of successfully contesting this application. This is not to say that respond ent's contestation is unjustified or without merit, however, and the issue is an important one with respect to future procedure for enforcement of such arbitration awards which is a situation which may occur with some frequency.
As Dubé J. points out in the Eurobulk case (supra) admiralty jurisdiction over arbitrations and on the enforcing of awards was conferred by section 23 of The Admiralty Jurisdiction Court Act, 1861, 24 & 25 Vict., c. 10. This statute was adopted by the Colonial Courts of Admiralty Act, 1890, 53 & 54 Vict., c. 27 and is referentially incorporated by section 2 of the Federal Court Act, R.S.C. 1970 (2nd Supp.), c. 10 (see Trop- wood A.G. v. Sivaco Wire & Nail Co. [ 1979] 2 S.C.R. 157).
There is no Canadian Arbitration Act. Dubé J. states at pages 248-249:
The plaintiff decided not to go the full route provided by the British Act but to sue in a Canadian Court, as defendant has assets in this country and presumably none in England.
If an award were a foreign judgment issued out of a court of law, the Federal Court of Canada would have no jurisdiction to enforce it. Unlike England, Canada is not a unitary state and the provinces of this country hold, as mentioned before, exclu sive jurisdiction over the enforcement of foreign judgments.
But such is not the case here. Basically, plaintiffs claim is a claim arising out of a charterparty agreed to by the two parties to this action. Both parties also agreed to be bound by an award. The award has been granted and is now outstanding as between the two. "An action upon an award is in substance an action to enforce an agreement, the agreement being implied in the submission to arbitration, that the parties will pay that sum or do that thing which is awarded by the arbitrator".
As stated the issue between the parties on the present application is not that this Court does not have jurisdiction, but whether the British arbitra tion award can only be enforced by an action in this Court rather than by means of an originating notice of motion. The Eurobulk judgment is merely authority for the proposition that it can be enforced by an action but did not have to consider whether the same result would not be obtained by an originating notice of motion.
There is very little in the Rules of this Court to indicate when proceedings may be brought by an originating notice of motion, which is why appli cant seeks to apply Rule 5 which reads as follows:
Rule 5. In any proceeding in the Court where any matter arises not otherwise provided for by any provision in any Act of the Parliament of Canada or by any general rule or order of the Court (except this Rule), the practice and procedure shall be determined by the Court (either on a preliminary motion for directions, or after the event if no such motion has been made) for the particular matter by analogy
(a) to the other provisions of these Rules, or
(b) to the practice and procedure in force for similar pro ceedings in the courts of that province to which the subject matter of the proceedings most particularly relates,
whichever is, in the opinion of the Court, most appropriate in the circumstances.
While it has frequently been held that this is a Rule which should not be applied too freely so as to introduce into the procedure of this Court pro cedural rules of the various provinces merely because the Rules of this Court do not provide similar procedures, it is nevertheless fundamental that rules of practice are intended to rationalize and facilitate the hearing of matters requiring a judgment. There appears to be no advantage in insisting that an arbitration award within the juris diction of this Court should necessitate the bring ing of an action to enforce same, when it can readily be enforced, as in the Province of Quebec by a simple motion.
Article 950 of the Quebec Code of Civil Proce dure reads as follows:
950. The award of arbitrators can only be executed under the authority of a court having jurisdiction, and upon motion for homologation to have the party condemned to execute it.
The court before which such suit is brought may examine into any grounds of nullity which affect the award or into any other questions of form which may prevent its being homolo- gated; it cannot, however, enquire into the merits of the contestation.
Applicant contends, and I agree, that since this Court has jurisdiction both over the respondent and the subject-matter of enforcing the award, a simple motion should be sufficient to homologate it. (It is of interest to note that in Britain by the Arbitration Act, 1889, 52 & 53 Vict., c. 49 it is provided in section 12 that "An award on a sub mission may, by leave of the Court or a judge, be enforced in the same manner as a judgment or order to the same effect".)
While this application is breaking new ground it appears to me to be desirable to simplify procedure in so far as it is possible to do so without prejudice.
An order will therefore issue as prayed for sub ject to the amendment made, with costs.
ORDER
Leave is hereby given to execute the arbitration award dated February 15, 1980, between applicant and respondent for the sum of $10,694.04 together with interest on $5,838.24 from January 6, 1977, at 8.00% p.a. to February 15, 1980, and thereafter at 12.50% p.a. and on $2,020.93 from 15th Febru- ary, 1980, and on $2,834.87 from 16th June, 1980, both at the rate of 12.50% p.a., interest on all the said sums to accrue until payment as well after judgment as before, the whole with costs of the present proceedings, to be taxed against respond ent.
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