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T-5836-79
Bunker Ramo Corporation and Bunker-Ramo (Canada) Ltd. (Plaintiffs)
v.
TRW Inc., Renfrew Electronic Marketing Lim ited and Westburne Industrial Enterprises Ltd.
(Defendants)
Trial Division, Cattanach J.—Ottawa, March 13 and 27, 1980.
Practice — Service — Order for service of notice of state ment of claim ex juris — Motion by defendant for leave to cross-examine affiant in the ex parte application for service ex juris — Whether affiant can be cross-examined — Whether matter at an end once application is heard and the order is granted — Whether Judge has discretion in allowing leave to cross-examine — Federal Court Rules 330, 332(5).
The present motion brought on behalf of the defendant TRW Inc. arises as a consequence of an order for service ex juris of a notice of the statement of claim on the defendant, following upon an ex parte application therefor on behalf of the plain tiffs. The motion of TRW Inc. seeks leave to cross-examine the affiant upon certain of the allegations made therein with the ultimate objective to set aside the order for service. What appears to be sought to be contested is the jurisdiction of the Court over the subject matter of the action pleaded in the statement of claim. The request to cross-examine the affiant was made to the solicitors of the plaintiffs and was refused. The defendant then requested a subpoena from the Administrator of the Registry Office of the Court in Toronto which was refused on the ground that the application was heard, the order was granted and therefore the matter was at an end; the right to cross-examine is gone when the litigation of the moment was over. The defendant submitted that in the case of an ex parte application the litigation of the moment was not over until the right to set aside the order had expired.
Held, the motion is allowed and the affiant is ordered to be produced for cross-examination on his affidavit. There is au thority to order cross-examination on the affidavit after a review of the Appeal Court decision in Province of Newfound- land v. Churchill Falls (Labrador) Corp. Ltd. and of the case of Volckmar v. Krupp on the ground that the application to rescind the grant of the ex parte order is a continuation of the same proceeding and not a new and separate proceeding. Under Federal Court Rule 332(5) leave to cross-examine is not required from which it follows that a party has the right to cross-examine the person who made an affidavit as of right. Therefore no question of discretion by the Court is involved.
Province of Newfoundland v. Churchill Falls (Labrador) Corp. Ltd. 15 Nfld. & P.E.I.R. 77, agreed with. Volckmar v. Krupp [1958] O.W.N. 303, agreed with. Catholic Pub lishing Co. v. Wyman (1862-63) 11 W.R. 399, disagreed with.
MOTION.
COUNSEL:
R. Gray, Q.C. for plaintiffs.
A. J. Lenczner and G. Clarke for defendant
TRW Inc.
SOLICITORS:
Herridge, Tolmie, Ottawa, for plaintiffs.
McCarthy & McCarthy, Toronto, for defend ant TRW Inc.
The following are the reasons for judgment rendered in English by
CATTANACH J.: The present motion brought on behalf of TRW Inc., named in the style of cause as a defendant arises as a consequence of an order dated December 13, 1979 for service ex juris of a notice of the statement of claim herein on the defendant, TRW Inc., following upon an ex parte application therefor on behalf of the plaintiffs.
The motion presently brought seeks a number of things but, perhaps, the ultimate objective is to set aside the order for service on the defendant, TRW Inc., out of the jurisdiction.
By virtue of Rule 330 any order that was made ex parte may be rescinded. The use of the word "may" in the Rule imports a discretion. Accord ingly the party who so moves has the onus upon it of establishing that it is proper that the order should be rescinded.
Rule 307 prescribes the conditions precedent to the grant of an order for service ex juris and the contents of the order when granted.
As also prescribed the application was supported by an affidavit establishing these conditions.
As a step to what I conceive to be the defend ant's ultimate objective it seeks leave to cross- examine the affiant upon certain of the allegations made therein.
This I take to be a prelude to an application by the defendant seeking rescission of the order for
service ex juris. In my view an application to that end must be supported by affidavit evidence estab lishing why the order should be discharged. With this counsel for the applicant agrees but carries the matter a step further. While acknowledging that on the ex parte application for service ex juris all conditions were established he went on to state that if the deponent of the affidavit on which grant of the order was based can be shown to have been in error that might affect the propriety of the grant. In short he is saying that the allegations should be subjected to and meet the test of cross-examination.
The defendant's motion is fourfold.
The first request is that the plaintiffs be obliged to produce the affiant of the supporting affidavit at a time and place to be agreed upon to be cross-examined on his affidavit.
This request was first made to the solicitors for the plaintiffs and was refused.
On such refusal the solicitors for TRW Inc. then requested a subpoena from the Administrator of the Registry Office of the Court in Toronto, Ontario which was refused on the ground that the application was heard, the order was granted and therefore the matter was at an end. The logic is sound, depending on the original premise adopted and the Administrator has not been alone in so reasoning although there is no decision of this Court on the point of which I am aware.
Faced with those two refusals the solicitors were forced to resort to the first ground of its present motion, that is leave to cross-examine the affiant.
Naturally a defendant when it invokes the pro cesses of the Court must enter an appearance. With this end in view in the second phase to its motion, as paragraphs 2 and 3 of the notice of motion read, it is that leave be granted to enter a conditional appearance for the purpose of contest ing the jurisdiction of this Court.
As those paragraphs read in the notice of motion they are susceptible of being so interpreted. If that be the case the request for such an order and the
request to invoke the processes of the Court would be mutually incompatible.
That interpretation of paragraphs 2 and 3 of the notice of motion is confirmed in the affidavit of Norman S. Rankin in support of the motion in paragraphs 3 and 4 of that affidavit. In paragraph 3 the affiant swears that the jurisdiction of this Court is to be contested with respect to matters raised in the statement of claim.
Thus it would appear that what is sought to be contested is the jurisdiction of this Court over the subject matter of the action pleaded in the state ment of claim against the defendant TRW Inc., and not the Court's jurisdiction over the person of TRW Inc.
If the latter were the case it would be reasonable to assume that the defendant would have sought leave under Rule 401 to enter a conditional appearance for the purpose of objecting to the service of the notice of the statement of claim and of the jurisdiction against the defendant TRW Inc., which has not been specifically done.
If it is the jurisdiction over the subject matter of an action which is to be contested there is no practical need to seek leave to enter a conditional appearance. No question of attornment to the jurisdiction arises. That is accepted.
If it is jurisdiction over the person, rather than subject matter, that is to be contested then differ ent considerations might well prevail if resort to Rule 401 paragraph (b) should not be adequate as would appear to be the case from the language of the notice of motion.
The third and fourth orders sought are both in the alternative (1) that the order for the service ex juris be set aside, or (2) that the service of the notice of the statement of claim on the defendant, TRW Inc. be set aside.
On the basis of the foregoing remarks the sub stance of which was expressed orally at the hearing of the motion I proffered the view that the leave sought to enter a conditional appearance to contest the jurisdiction of the Court was incompatible with the order sought for leave to cross-examine on the
affidavit upon which the order for service was based.
It was also my view expressed at that time that the alternative remedies sought were premature and not sufficiently supported by affidavit evidence.
I made the gratuitous suggestion that the orders sought in paragraphs 2, 3, 4 and 5 of the motion might be withdrawn and that the hearing be devot ed exclusively to the request for the order to require the attendance of the affiant of the sup porting affidavit to allow for cross-examination thereon. It became abundantly clear that the reason for such order was to form the basis of an order to strike out the order for service ex juris.
I am of the view that a motion made at trial or before to set aside service as being improperly effected cannot be construed as a waiver of any irregularity in the service and accordingly cannot be construed as attorning to the jurisdiction by appearing. This, in my belief, is the common law. Rule 401 embodies a restatement of that law and is not intended to be an exhaustive codification thereof.
If such was the objective sought by paragraphs 2 and 3 of the notice of motion and that objective was consistent with paragraphs 3 and 4 of the supporting affidavit a great deal of effort might have been avoided by a straight forward invocation of paragraph (b) of Rule 401.
Thus I am now left with the crux of this matter which is simply this:
Is there authority to make an order requiring the affiant of the affidavit in support of the order for service ex juris to attend for cross-examination on that affidavit?
In Volckmar v. Krupp [1958] O.W.N. 303, the plaintiff obtained leave for service on the defend ant out of the jurisdiction based on an affidavit of the plaintiff. The defendant was moving to set aside the order and sought an order to cross-exam ine the plaintiff on his affidavit leading to the Master's order permitting such cross-examination stating that "it was admitted that the affidavit in question would be used to support the impeached order of the master". (There was no such admis sion in the present application.) Therefore it was
an affidavit to be used in the motion and prima facie the defendant was entitled to cross-examine on it.
It was stated that in the ex parte application leading to the order there was no opportunity to cross-examine.
Reference was made to Holmested to the effect that when the proceeding in which the affidavit is filed has been disposed of the right to cross-exam ine was gone and to The Catholic Publishing Co. v. Wyman (1862-63) 11 W.R. 399 per Wood V.C. stating that the right to cross-examine is gone when the litigation of the moment was over.
That certainly was the reasoning adopted by Mr. Preston in refusing the request for a subpoena.
However it was stated that in the case of an ex parte application the litigation of the moment was not over until the right to set aside the order had expired.
The order was therefore granted to cross-exam ine on the affidavit.
On appeal the order was confirmed by Wells J., as he then was.
In the Province of Newfoundland v. Churchill Falls (Labrador) Corp. Ltd. (1977) 13 Nfld. & P.E.I.R. and 29 A.P.R. 421 the plaintiff obtained an ex parte order for service of a writ of summons out of the jurisdiction after the service of which the defendant, Quebec Hydro, appeared for an order for the attendance and cross-examination of the deponent of the affidavit used in support of the plaintiff's application.
The matter came before Goodridge J. on. Janu- ary 26, 1977 who held that the defendant was not entitled to cross-examine the deponent, where the matter in which the affidavit was used was closed but that cross-examination would be available on that affidavit only if it was used in a subsequent proceeding to set out the order.
He said this at pages 431, 432:
Turning now to item 2, the second defendant seeks to cross examine Mr. Hickman on his affidavit pursuant to Order XXXIV, Rule 1. This is easily disposed of. The rule reads as follows:
1. Upon any motion, petition, or summons, evidence may be given by affidavit; but the Court or a Judge may, on the application of either party, order the attendance for cross- examination of the person making any such affidavit.
The affidavit of Mr. Hickman was presented in support of an application made ex parte for an order for service out of the jurisdiction. That application was heard, the order was granted and the matter is at an end.
The second defendant now proposes to move for an order to discharge that order. It is a new motion, a new hearing, and not a continuation of the original application.
In the hearing of the motion, the second defendant may, and probably should, present evidence by affidavit showing why the order should be discharged. The deponent in such affidavit may be cross-examined. In answer to the motion the plaintiff may rely on a fresh affidavit, or several fresh affidavits, using or ignoring the original affidavit, as it chooses, but the deponent in any affidavit on which the plaintiff relies may be cross-exam ined.
As the motion to discharge the order has not yet been made and as I do not know at this point whether or not the plaintiff intends to rely on the affidavit of Mr. Hickman in opposition to the motion, I cannot at this point make the order sought that Mr. Hickman be examined on his affidavit.
In Strauss v. Goldschmidt (1891-92), 8 T.L.R. 239, the court, while refusing an application to cross-examine, said that it would make such an order where necessary. However, in that case the defendants gave notice that they would be relying on an earlier affidavit in support of their motion to discharge an order for service ex juris and the deponent thereby became subject to cross-examination.
There is no doubt that a deponent may be cross-examined if his affidavit is being used to support or oppose an application, but not otherwise.
The same question was renewed and again con sidered by Goodridge J. in Province of Newfound- land v. Churchill Falls (Labrador) Corp. Ltd. (1978) 16 Nfld. & P.E.I.R. and 42 A.P.R. 460, on May 12, 1977. He had this to say at pages 471, 472:
Under Order XXXIV, Rule 1, upon a motion, evidence may be given by affidavit and the court may order the attendance of the deponent for cross-examination.
Jurisdiction to order such attendance in this respect is con fined to deponents who have given evidence on a motion by way of affidavit. It does not extend to deponents who gave evidence by affidavit in an earlier application, ex parte or otherwise.
I am aware that I did not follow the decision in Volckmar v. Krupp, [1958] O.W.N. 303, where cross-examination on an
affidavit tendered to support an ex parte application was permitted on a motion to set aside that order. In that case, as in Strauss v. Goldschmidt (1891-92), 8 T.L.R. 239, it was admit ted that the original affidavit would be used to support the order on the motion to discharge it.
In the Volckmar case, however, the court went farther than in the Strauss case and said that in the case of an ex parte application, the issue is not over until the right to set aside the order has expired.
I cannot extend such reasoning to the rules of this court where the jurisdiction to require the attendance of a deponent is confined to these deponents whose affidavits have been used on the motion before court.
The ex parte application and the motion to discharge are two separate proceedings. While the same principles apply to the making of a decision in each situation, the second is a new matter and not a continuation of the first.
The second defendant may argue that, on the basis of the original affidavit, or on the basis of facts supported by affida vit, the order ought not to have been made. If the original affidavit, or any other affidavit is used, in opposition to the motion, then the deponent may be cross-examined. That is in the discretion of the court, an observation which as I have said, I unfortunately omitted when I made my first order.
Goodridge J. distinguished Volckmar v. Krupp and Strauss v. Goldschmidt (to which he also referred) on the ground that "it was admitted that the original affidavit would be used to support the order on the motion to discharge it".
I have previously mentioned that no such admis sion was forthcoming in the present matter.
But Goodridge J. did not accept the statement in Volckmar v. Krupp that [at page 304] "In the case of an ex parte application the litigation of the moment was not over until the right under Rule 217 [in this instance Federal Court Rule 401] to set aside the order has expired." [The insertion in parenthesis is mine.]
Rather he said and I repeat for emphasis:
The ex parte application and the motion to discharge are two separate proceedings. While the same principles apply to the making of a decision in each situation, the second is a new matter and not a continuation of the first.
This decision of Goodridge J. (that is 16 Nfld. & P.E.I.R. and 42 A.P.R. 460 and not 13 Nfld. & P.E.I.R. and 29 A.P.R. 421 as incorrectly stated in
the headnote to the judgment of the Court of Appeal) was appealed. The judgment of the Court of Appeal was given on March 3, 1978 and is reported in (1978) 15 Nfld. & P.E.I.R. and 38 A.P.R. 77.
In the reasons of Gushue J.A., reference is made to the order of Goodridge J. followed by this reference (see 13 Nfld. & P.E.I.R., 29 A.P.R. 421). This note in parenthesis would have been inserted by the editor of the report and not by Gushue J.A. (I surmise the Court reference should have been to 16 Nfld. & P.E.I.R. and 42 A.P.R. 460.)
The first matter was heard by Goodridge J. on January 7, 1977 and judgment was delivered on January 26, 1977.
The renewed application was heard by Good- ridge J. on March 11, 1977 and he delivered judgment on May 12, 1977.
The appeal was heard on October 28, 1977 and judgment was delivered on March 3, 1978.
The confusion arises in that the Court of Appeal decision is reported in 15 Nfld. & P.E.I.R. and 38 A.P.R. 77 and the second judgment of Goodridge J. is reported in 16 Nfld. & P.E.I.R. and 42 A.P.R. 460 which is a later volume. The only explanation I can hazard is that the judgment of Goodridge J. on the renewed application was reported after the judgment of the Court of Appeal had been given and which had been report ed earlier.
Gushue J.A. delivered the unanimous decision on behalf of the Court of Appeal. He had this to say at pages 83 and 84:
Before getting into the main grounds of appeal (although it is one of the grounds of appeal), the question arises as to whether the learned trial judge should have allowed counsel for Hydro- Quebec the right to cross-examine the Attorney-General, Mr. Hickman, on the affidavit made by him, and based on which the Chief Justice made his ex parte order. Counsel bases his argument upon the provisions of Order 34, Rule 1 which states that:-
Upon any motion, petition, or summons, evidence may be given by affidavit; but the Court or a Judge may, on the application of either party, order the attendance for cross- examination of the person making any such affidavit.
The learned trial judge held that the rule was not applicable and in my view he was technically correct. Order 34, and this particular rule, is concerned with the utilization of affidavit
evidence in court and chambers hearings inter partes, and not with affidavits used in ex parte applications. However, in my further view, the right to order cross-examination still remained with the learned judge. Being a review of an order granted ex parte which order was not one of course to which the applicant was entitled as of right, I have no doubt that on such hearing the sitting judge has the discretionary power to order cross- examination on any affidavit previously relied on in the matter if he is satisfied that there is a valid reason for doing so.
The motion to discharge is a review of an ex parte order which is an extension of the normal right of review because it provides for such before appearance by the defendant. It is perhaps more usual for the judge who granted the ex parte order in the first instance to hear the inter partes motion to strike out (although there is certainly nothing improper with another judge hearing it), and in my view he is still exercising his discretion on the basis of the evidence submitted by both parties as to whether he will allow the earlier order to stand. It is thus not an appeal, but an extension or review of the first application and in my view the judge can order cross-examina tion if he deems it necessary.
In my view Gushue J.A. rejects the conclusion of Goodridge J., contrary to that in Volckmar v. Krupp that the ex parte application and the motion to discharge are two separate proceedings and the motion to discharge is not a new matter but is rather a continuation of the first when he said:
... the right to order cross-examination still remained with the learned trial judge
and when he said: •
The motion to discharge is a review of an ex parte order which is an extension of the normal right of review because it provides for such before appearance by the defendant
and
It is thus not an appeal, but an extension or review of the first application ... .
As I appreciate the language of Gushue J.A. it is an adoption of the reasoning in Volckmar v. Krupp to the effect that the application to rescind the grant of the ex parte order is a continuation of the same proceeding and not a new and separate proceeding.
I therefore conclude that the judgment of Gushue J.A. and that in Volckmar v. Krupp are authority for the proposition that there is the right to order cross-examination on the affidavit submit ted in support of the ex parte order for service out
of the jurisdiction in a subsequent application to rescind that order. In its present application the defendant, TRW Inc., seeks to set aside that order but the hearing of that application is premature if cross-examination on the affidavit is ordered.
Thus I conclude that there is authority to order cross-examination on the affidavit.
Having so concluded the next question which arises is whether I have a discretion in the matter.
In Province of Newfoundland v. Churchill Falls (Labrador) Corp. Ltd., Gushue J.A. stated that such a discretion was vested in Goodridge J. and that the learned Trial Judge had properly exer cised that discretion.
The Newfoundland Rule upon which the application for leave to cross-examine was based is Order 34, Rule 1 which was quoted in the extract from the reasons of Gushue J.A. previously quoted but is repeated here for convenience:
Upon any motion, petition, or summons, evidence may be given by affidavit; but the Court or a Judge may, on the application of either party, order the attendance for cross-examination of the person making any such affidavit.
The pertinent Rule of the Federal Court Rules is Rule 332(5) which reads:
Rule 332... .
(5) Any person making an affidavit that has been filed may be required to appear before a prothonotary, or any other person specially appointed by a prothonotary or the Court, or agreed upon by the parties for that purpose, to be cross-exam ined thereon; and the attendance of such person may be enforced by subpoena (Rule 333). Two clear days' notice of such cross-examination is to be given by the cross-examining party to the opposite party.
Under the Newfoundland Rule leave to cross- examine must be by application of a party to the Court. Since leave is required that necessarily imports a discretion to grant such leave.
Under Federal Court Rule 332(5) leave is not required from which it follows that a party has the right to cross-examine the person who made an affidavit as of right. Therefore no question of discretion by the Court is involved.
Accordingly it is ordered that James R. Stokes should be produced for cross-examination on his affidavit sworn on December 7, 1979 and used in support of the ex parte order for service on the defendant, TRW Inc., out of the jurisdiction granted on December 13, 1979 at a time and place to be agreed upon between the plaintiffs and the defendant, TRW Inc.
It is not appropriate that there should be any order for costs either for or against the plaintiff or the defendant, TRW Inc., at this time.
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