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Gustayson Drilling (1964) Ltd. (Appellant)
v.
Minister of National Revenue (Respondent)
Court of Appeal, Thurlow J., Cameron and Sweet D.JJ.—Ottawa, September 26 and 27, 1972.
Income tax—Statute, repeal of, effect on acquired rights— Oil production company—Exploration expenses, deductibili- ty of from future income—Whether an acquired right— Interpretation Act, R.S.C. 1970, c. I-23, s. 35(c)—Income Tax Act, R.S.C. 1952, c. 148, s. 83A(8a); am. 1962-63, c. 8, s. 19(11).
By the end of 1960 appellant company had spent in exploring for oil nearly two million dollars in excess of its production income. In 1960 its assets were acquired by its parent company to discharge a debt and appellant ceased operations until 1964 when another company acquired con trol of appellant. For 1965 and subsequent years appellant in computing its income sought to deduct some of the exploration expenses incurred by it prior to the end of 1960. The Minister disallowed the deduction.
Under section 83A(1) and (3) of the Income Tax Act exploration expenses incurred by an oil company of appel lant's description are deductible in computing its subsequent production income. Section 83A(8a), however, provides that where one such oil company's assets are acquired by anoth er, the latter also acquires the former's deductible explora tion expenses, provided (prior to 1962) that the acquisition meets conditions set forth in paragraphs (c) and (d) of section 83A(8a). Those paragraphs were repealed in 1962. The acquisition of appellant's assets by its parent company in 1960 did not fall within those conditions. Section 35(c) of the Interpretation Act provides that repeal of an enactment does not affect "any right, privilege ... accrued, accruing or incurred" under the repealed enactment.
Held (affirming Cattanach J. [1972] F.C. 92), appellant was not entitled to the deduction claimed. Section 83A(8a) as amended in 1962 was, from its language, clearly intended to apply retrospectively.
Held also, appellant acquired no right under the para graphs repealed in 1962 and consequently section 35(c) of the Interpretation Act was inapplicable.
Hargal Oils Ltd. v. M.N.R. [1965] S.C.R. 291, referred to.
APPEAL from Cattanach J. [1972] F.C. 92.
John G. McDonald, Q.C., for appellant. L. P. Chambers for respondent.
THURLOW J.—This is an appeal from a judg ment of the Trial Division [1972] F.C. 92 which allowed an appeal from a judgment of the Tax
Appeal Board and restored assessments of income tax for the years 1965, 1966, 1967 and 1968, all of which were made on the basis that the appellant was not entitled to deductions under section 83A of the Income Tax Act in respect of drilling and exploration expenditures which it had made between May 22, 1949, and November 30, 1960.
In the Trial Division the question raised with respect to these deductions was set out in para graph 12 of the special case on which the appeal was heard as follows:
12. The question for the opinion of the Court is whether subsection (8a) of section 83A of the Income Tax Act as amended by the repeal of paragraphs (c) and (d) thereof by Statutes of Canada, 1962-63, c. 8, section 19, subsections (11) and (15), precludes the Respondent from deducting in the computation of its income for the 1965, 1966, 1967 and 1968 taxation years amounts on account of the drilling and exploration expenses mentioned in paragraph 4 hereof, which but for the repeal would have been deductible by the Respondent under subsections (1) and (3) of section 83A of the Act.
Mr. Justice Cattanach answered this question in the affirmative and pronounced judgment accordingly. The only issue in the present appeal is whether he was right in so doing.
As the wording of section 83A is complicated and confusing to anyone not familiar with it I shall not reproduce the section but shall endeavour to summarize the portions that appear to me to bear on the problem raised in the appeal. Subsections (1) and (3) of section 83A as enacted in 1955 provided that a corpora tion whose principal business was production, refining or marketing of petroleum, petroleum products or natural gas or exploring or drilling for petroleum or natural gas, might deduct, in computing its income under Part I of the Act for a taxation year certain drilling and explora tion expenses incurred by it during the calendar years 1949 to 1952 and subsequently thereto but before the end of the taxation year in ques tion. These provisions were enacted by section 22 of chapter 54 of the Statutes of Canada, 1955, and were made applicable to the 1955 and subsequent taxation years. An amendment made in 1962 terminated the time for making such expenditures at April 11, 1962. It is common ground that the appellant's business
during the period between May 22, 1949, and November 30, 1960, and the expenditures in question made by it during that period were of the kind referred to in these provisions.
By section 23 of chapter 39 of the Statutes of Canada, 1956, there was added to section 83A a subsection numbered (8a), which provided that where a corporation (referred to as a successor corporation) whose principal business was pro duction etc., of petroleum etc., had at any time after 1954 acquired from a corporation whose principal business was production etc., of petroleum etc., all or substantially all of the property of the latter corporation (which is referred to as a predecessor corporation) used by it in carrying on its business:
(c) pursuant to the purchase of such property by the successor corporation in consideration of shares of the capital stock of the successor corporation, or
(d) as a result of the distribution of such property to the successor corporation upon the winding-up of the pre decessor corporation subsequently to the purchase of all or substantially all of the shares of the capital stock of the predecessor corporation by the successor corporation in consideration of shares of the capital stock of the succes sor corporation,
the successor corporation might deduct in com puting its income under Part I for a taxation year, as therein set out, the drilling and explora tion expenses incurred by the predecessor cor poration and that in respect of any such expenses no deduction might be made by the predecessor corporation under section 83A in computing its income for the taxation year in which the property so acquired was acquired by the successor corporation or its income for any subsequent taxation year. This provision was made applicable in respect of property of a corporation acquired after 1954, except that in computing the income of a successor corpora tion for a taxation year prior to the 1956 taxa tion year, no amount was deductible under sub section (8a) as so enacted.
On or about November 30, 1960, the Shar- ples Oil Corporation, of which the appellant, then known as Sharples Oil (Canada) Limited, was a wholly owned subsidiary, acquired from the appellant, in consideration for the cancella tion of a debt, substantially all the property used by the appellant in carrying on its business and thereafter for several years the appellant was inactive. It is common ground as well that though the principal business of Sharples Oil Corporation at all material times was the pro duction etc., of petroleum etc., as referred to in subsection (8a), the right to make deductions under section 83A(1) and (3) in respect of some $2,000,000 theretofore expended by the appel lant for drilling or exploration did not accrue to the Sharples Oil Corporation upon its acquisi tion of the appellant's property, but remained with the appellant, since the transaction by which the property was acquired was not of either of the kinds referred to in subsection (8a) of section 83A.
By subsection (11) of section 19 of chapter 8 of the Statutes of Canada, 1962-63, however, which came into effect on November 29, 1962, and was by-• subsection (15) made applicable to the 1962 and subsequent taxation years, para graphs (c) and (d) of subsection (8a) of section 83A, and a further paragraph (da) which had been enacted in 1961, were repealed, thus elimi nating any restrictions as to the type of acquisi tion transactions referred to in the subsection and causing the subsection as so amended to refer by its terms to the acquisition transaction in question.
Thereafter, in March 1963, the Sharples Oil Corporation went into liquidation and the shares of the appellant were distributed to its shareholders who, in June 1964, sold them to Mikas Oil Co. Ltd. In October 1964, the appel lant's name was changed to Gustayson Drilling (1964) Limited and subsequently the company recommenced and carried on as its principal business the production etc., of petroleum etc., as referred to in section 83A.
In its income tax returns for the taxation years 1965, 1966, 1967 and 1968 the appellant claimed deductions in respect of the $2,000,000
of drilling and exploration expenses incurred by it prior to November 10, 1960, but as previous ly mentioned these deductions were disallowed by the Minister. An appeal to the Tax Appeal Board from this disallowance was successful but as already mentioned that judgment was reversed by the Trial Division of this Court and the re-assessments based on such disallowance were restored.
The submissions put forward in this Court on behalf of the appellant fell under two heads. It was said first that the amendment of 1962, which broadened the scope of subsection (8a) so as to embrace transactions of the kind by which the property of the appellant was acquired by the Sharples Oil Corporation, should not be construed retrospectively so as to deprive the appellant of a right which had accrued as a result of the incurring of the expenditures or as retrospectively referring to the completed acquisition transaction and giving to it tax consequences which it did not have when made.
In my opinion the effect of the 1962 amend ment in question was not retrospective in enact ing that in future taxation years 1 certain new taxation rules should apply, which referred to and were defined by the circumstances and effect of past transactions, that is to say, as applied to this case, the transaction by which the appellant's property was acquired by the Sharples Oil Corporation in 1960—a transaction which in that taxation year involved no tax consequence at all. See R. v. Inhabitants of St. Mary's Whitechapel (1848) 12 Q.B. 120, Master Ladies Tailors Organization v. Minister of Labour [1950] 2 All E.R. 525, Re A Solicitor Clerk [1957] 1 W.L.R. 1219, and Maxwell on Interpretation of Statutes, 12th ed., page 217.
On the other hand I am not persuaded that the 1962 amendment is not retrospective in denying the appellant the right, given in 1955 and made applicable to the 1955 and subse quent taxation years, to deduct in subsequent taxation years expenditures which it had made by the end of 1960, and which at that point
qualified for deduction by the appellant. How ever, even if the effect of the 1962 amendment is retrospective in this or other respects the language of section 83A(8a) which results from the repeal and removal therefrom of paragraphs (c), (d) and (da) is, in my opinion, such as to make perfectly clear that subsection (8a) as so amended does refer and was intended to refer to situations of the kind here in question. That language includes the wording "has at any time after 1954, acquired" and with this may be coupled the fact that the wording of subsection (6) of section 23 of chapter 39 of the Statutes of Canada, 1956, made subsection (8a), when originally enacted, retrospectively applicable in respect of property acquired after 1954. The fact that in general a transfer of the right to deduct is contemplated by subsection (8a), rather than an outright destruction of the right, to my mind also tends to weaken the force of any presumption against retrospective operation and in that sense to support the view that sub section (8a) as originally enacted was intended to be capable of operating retrospectively and to have retrospective effect in some situations. I am also of the opinion that the repeal of paragraphs (c), (d) and (da) of subsection (8a), which broadened the application of the subsec tion and caused it to read as including transac tions of the kind here in question by which a corporation "has at any time after 1954, acquired", sufficiently shows the intention that the subsection as so broadened should also be read retrospectively, the effect which such a reading, would otherwise have with respect to the tax consequences of the transaction in prior years, being modified by subsection (15) of the amending section which made subsection (8a), as amended by the repeal of paragraphs (c), (d) and (da), applicable only to the 1962 and subse quent taxation years.
The appellant also relied on paragraphs (b) and (c) of section 35 2 of the Interpretation Act but in my opinion it cannot be said that the repeal of paragraphs (c), (d) and (da) affected their previous operation or anything done or suffered by the appellant thereunder since para graphs (c), (d) and (da) never had any operation upon or application to anything done or suf-
fered by the appellant. Nor can any right acquired under them be said to have been affected by their repeal, since no right was ever acquired by the appellant under any of them.
Under the other head, as I understood the argument, it was submitted, that to treat the 1962 amendment as making subsection (8a) refer to the transaction in question from the time of the amendment leads to the absurd result that in computing its income for the taxa tion year 1961 the appellant would have been entitled to a deduction under section 83A, if it had had any income, and that as a result of the amendment the Sharples Oil Company would also have become entitled to a deduction in computing its income for the 1962 taxation year in respect of the same drilling and exploration expenses.
It was pointed out by Martland J. in Hargal Oils Ltd. v. M.N.R. [1965] S.C.R. 291 that the wording of subsection (8a) is complicated and that its meaning is far from clear and for this reason, if for no other, it appears to me that the Court should confine its attention to the prob lem before it and not attempt the task of resolv ing or reconciling the results of hypothetical situations that may conceivably arise. Nor do I think such an approach will lead to a solution of the present problem. Rather, in my opinion, the problem must be resolved by a straightforward application of the wording of the subsection to the facts as they have been agreed. If by such an approach the application of the subsection with respect to the appellant is clear, that as I see it is all that requires to be decided in the present appeal.
Approaching the matter in this way, whether or not the result may be to give subsection (8a), as so amended, some retrospective effect on rights which the appellant formerly had, and regardless of what rights if any may, as a result of the amendment, have been conferred on the successor company in computing its income for taxation years prior to 1962, which it is not necessary to determine, it appears to me to be plain and clear from the language of the subsec-
tion that upon the coming into force of chapter 8 of the Statutes of Canada, 1962-63, which repealed paragraphs (c), (d) and (da) of subsec tion (8a) and which repeal was made applicable to the 1962 and subsequent taxation years, the appellant became a predecessor corporation and was no longer to have and no longer did have any right arising from drilling and exploration expenditures theretofore made by it to deduc tions under section 83A for the purpose of computing its income for the 1962 or any subsequent taxation year. That conclusion alone, as I see it, is sufficient to dispose of the appeal and in my opinion it should be dismissed with costs.
* * *
CAMERON and SWEET D.M. concurred.
1 Having become law on November 29, 1962, the amend ment is no doubt retrospective with respect to the 1962 taxation year in the case of a corporation whose 1962 taxation year had already ended and with respect to transac tions already completed by a corporation in the 1963 taxa tion year but as I understand the submissions no point is made on this feature of the amendment.
2 R.S.C. 1970, c. 1-23
35. Where an enactment is repealed in whole or in part,
the repeal does not
(b) affect the previous operation of the enactment so repealed or anything duly done or suffered thereunder;
(c) affect any right, privilege, obligation or liability acquired, accrued, accruing or incurred under the enact ment so repealed;
 You are being directed to the most recent version of the statute which may not be the version considered at the time of the judgment.